Pre-Licence Readiness Review
A focused readiness pass for teams approaching a fintech licence filing — gap analysis against expected control themes and documentary hygiene.
Network Security Hub · Taiwan
Audits that sit with the evidence your fintech already runs.
We review control design and operating samples for payment, lending, and wealth-tech teams — then leave a findings register your board can actually use.
Flagship engagement
Fintech Controls Audit
A four-to-seven-week engagement for compliance leads who need independent testing of access, change, reconciliation, and exception controls before a licence review or investor diligence room opens.
Scope is agreed in writing. Sampling is visible. Remediation owners are named before we leave.
Related engagements
Work that sits beside the main audit
Licence timing, diligence calendars, and closed-finding re-tests — each kept distinct so you commission only what the quarter requires.
Investor Diligence Audit Pack
Assemble and stress-test the control evidence pack investors request during Series A–C diligence for Taiwan fintech companies.
Remediation Follow-Up Assessment
Independent re-testing of closed findings after a prior audit or inspection — confirming fixes hold under sample evidence.
“They insisted on sampling refund overrides even when we hoped to skip them. The finding stung, but it was the one our Series B counsel thanked us for fixing first.”— Mei-Ling Chen, Head of Compliance, consumer lending fintech · Taipei
How we work
From scoping call to remediation map
No mystery methodology — a visible sequence your product and compliance leads can calendar around.
Scoping
Licence type, product lines, and report audience set the sample plan before fieldwork begins.
Walkthroughs
We sit with the people who run controls — not only the authors of the policy binder.
Testing
Agreed samples, dated workpapers, and interim observations shared before the draft hardens.
Delivery
Findings register, severity ratings, and a remediation sequence sized to your team’s capacity.
Field notes
Notes from recent audit seasons
Access reviews, reconciliation trails, board briefings — short pieces written for compliance leads preparing for fieldwork, not generic management essays.