Audit engagement
Pre-Licence Readiness Review
A focused readiness pass for teams approaching a fintech licence filing — gap analysis against expected control themes and documentary hygiene.
Overview
Teams racing toward a filing often discover that policies exist while operating evidence does not. This review walks your draft control narrative against what inspectors typically ask to see, then ranks gaps by how hard they are to close before your target submission date.
Ideal for first-time applicants and groups expanding into a new fintech activity under Taiwan supervision. Delivery is remote with optional half-day workshops at your office.
What is included
- Document checklist mapped to common filing themes
- Gap memo with prioritised remediation items
- One working session with your filing counsel or advisor
What is outside scope
- Drafting the licence application itself
- Guaranteeing approval outcomes
Ready to schedule this audit?
Tell us about your licence type, product lines, and preferred window. We reply within two business days.
Ask about availability